学术干货详细信息

如何撰写利益冲突声明(Conflict of Interest)?从“无申报”到“复杂关系”模版

2026-02-25366

撰写利益冲突声明(Conflict of Interest, COI)是学术投稿、项目申请或参与评审时的关键环节。声明的核心原则是:诚实、具体、无遗漏。

根据你从“没有任何利益冲突”到“存在复杂经济利益”的不同情况,我为你准备了以下四类英文模板(学术界/出版界通用),你可以直接根据实际情况修改使用。

情况一:标准“无冲突”声明

适用场景: 你确实没有任何经济利益、私人关系或学术竞争关系可能影响研究的客观性。

核心要点: 语气肯定,不留模糊空间。

模板 1(最常用,推荐):

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

(中文直译:作者声明,不存在可能影响本论文所述工作的已知竞争性经济利益或个人关系。)

模板 2(简洁版):

The authors declare no conflicts of interest.

模板 3(包括资助声明):

This research was supported by [Funding Agency, Grant Number XXXX]. The funders had no role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript. The authors have no other relevant financial or non-financial interests to disclose.

情况二:轻度/非财务关系声明

适用场景: 没有金钱往来,但有私人关系(如师承、前同事、亲戚)或学术竞争关系,可能被审稿人质疑偏见。

模板 1(私人/专业关系):

One of the authors (Dr. [Name]) is a former Ph.D. advisor of the corresponding author. However, all research and writing were conducted independently, and the authors declare that this relationship did not influence the scientific integrity of the work.

(中文意译:作者之一[姓名]是通讯作者的博士导师。但所有研究和写作均为独立进行,作者声明该关系并未影响研究的科学性。)

模板 2(机构关联):

Although the authors are affiliated with [Institution Name], which is involved in the subject matter of this paper, they declare that this research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

(适用于你在某机构任职,但该机构技术未直接商业化。)

情况三:轻度财务/资助关系声明

适用场景: 研究收到了资助,或者作者个人持有少量股票、曾在某公司短期演讲,但公司未直接控制研究。

模板 1(受资助,但保持独立):

This work was supported by a research grant from [Company Name]. The sponsor provided financial support for the data collection but had no role in the interpretation of the data or the writing of the manuscript.

Additional Interests: Dr. [Name] has received speaking fees from [Company Name] in the past three years. These financial interests do not alter the authors' adherence to all journal policies.

模板 2(持有股票/股权):

Author [Name] holds shares in [Company Name], which manufactures [Product related to the research]. The terms of this holding have been reviewed and approved by the [University/Institution] in accordance with its conflict of interest policies. The other authors declare no competing interests.

情况四:复杂/重大利益冲突声明

适用场景: 作者是公司的员工、顾问,或者该研究本身就是为某个拥有专利的公司进行的。这种情况下通常需要详细披露,有时甚至需要在稿件中明确标注利益方。

模板 1(作者为雇员/顾问):

Author [Name] is an employee of [Company Name]. The work presented in this manuscript describes research conducted during the course of this employment. The author owns stock/stock options in the company. The other authors declare no competing interests.

(如果专利与文章直接相关,必须加上这一句)

Patent Declaration: A patent (Patent No. XXXXX) has been filed covering the [specific compound/method] described in this manuscript. Author [Name] is listed as an inventor on this patent.

模板 2(全面详细的披露 - 用于必须写清楚的顶级期刊):

Conflict of Interest Statement:

The authors declare the following financial interests/personal relationships which may be considered as potential competing interests:

1.  Employment: Dr. A has been employed as a Senior Scientist by PharmaCorp since 2020.

2.  Consultancy: Dr. B has acted as a consultant for BioTech Inc. regarding the clinical trial design.

3.  Grants: This study was funded by Grant 123 from TechFund LLC.

4.  Patents: A provisional patent application (US 63/XXX,XXX) related to the [specific technology] has been filed.

5.  Stock ownership: Dr. C owns less than 1% of the shares of HealthCorp.

三个实用建议

1.  检查投稿系统: 现在的顶级期刊(如Elsevier, Springer, IEEE)通常使用在线投稿系统。你在系统中勾选答案后,系统会自动生成一个总结声明放在稿件最后。此时你只需在Word文档中留出空位,或者注明“将在系统生成”。

2.  披露时间范围: 大多数期刊要求披露过去3年内的经济利益,以及当前的专利/股权情况。

3.  宁可多写,不可少写: 如果无法判断某件事算不算利益冲突,建议在“复杂关系”模板里披露出来。编辑和审稿人会判断是否影响,而不是由你来判断它“不重要”。隐瞒不报是学术道德问题,披露了通常只是备注一下即可。